KFin Technologies on Wednesday launched Guardian, a trade reporting and compliance management platform for organizations involved in the capital markets.
“Its main role is to monitor and report on trading activities, to ensure they are in line with necessary regulations. One of the standout features is the ability to send alerts to risk/compliance officers when there is potential unauthorized trade,” KFin said in a press release. .
According to the financial services platform, Guardian will identify unusual trends by monitoring general trading patterns. “Users can stay ahead of potential compliance issues with timely alerts about potentially non-compliant transactions, allowing compliance teams and regulators to take immediate action,” the report said.
First print: November 2, 2023 | 0:15 am IST